10        Design research

Taeke de Jong, Leen van Duin

 

10.1    Objects and contexts............................................. 2

10.2    Context dependency.............................................. 5

10.3    Grounds for comparison........................................ 5

10.4    Operationalisation.................................................. 7

10.5    Aims or means orientated approach...................... 9

10.6    Legend, form, structure, function, process........... 9

 

Design research - when it comes down to it, is the comparison of designs even though they are often implicit. Even if only one design (n = 1) is researched (casuistic-study), then this is carried out at the background of the de­sign profession, its concept formation and ter­minology and, therefore, carried out on the basis of experience with other designs. One must be conscious of these implicit-references when describing a design and give notification of these or even present images if necessary. At least one design object and its context are ex­plicitly described during design research. The analysis begins once the description has taken place.

For example, Lefaivre and Tzonis[1] compared the floor plan of Van Eyck’s Burgerweeshuis with its classic architectural canons with those from ‘De Stijl’. They describe how van Eyck combines these with new design means wherein both can be recognised. They enumerate a number of compositional means, not only the well-known classical and modern ones, but also their new synthesis in van Eyck’s work.

 

Can one selectively search for similarities using earlier experiences when carrying out design research using a definition of a problem with pre-determined-concepts and stated hypotheses therein? Can these new characteristics be discovered (which can­not be named) by means of design research (exploratory-research, heuristic-research), or does one come to a dead-end in the con­cept-constriction, which is imposed upon us by the convention of the use of words?

Can everything be said using words or does the drawing have to assist with this? How scientific then is the conclusion?

 

Cesariano, 1521

Mondriaan, 1942-1944

Victory Boogie Woogie

Eyck, 1960 Burgerweeshuis

Figure 1 Lefaivre en Tzonis, 2000, see similarities in design means

 

Are words and drawings sufficient to make the experience (and up to a point not verbally expressible, intuition) of the designer, his or her ‘design-means (choice of materials, pro­viding structure, providing form, providing function, providing intention, the integration of their conflicts or incomparability) communicable using examples? If the attempt continually gets bogged down in mysticism and only succeeds in demonstrating, then the ambition of the university design research can no longer be defended. All that remains is the traditional practice of the ‘master-pupil apprentice’ rela­tionship.

 

10.1       Objects and contexts

Architectural context entails everything that falls outside the frame (or within the grain) that could have bearing upon the spatial object being considered (such as the form of the lo­cation and the layout preceding the design) or vice versa (see page ). The situation, the site and the programme of requirements belong to the context.

 

Therefore, strictly speaking, context is not situ­ated beside or opposite to form.[2] After all, the (historical or prospective) context also has form, which is different at every scale level. In the table below, an overview, as a variant of Frielings’ schema[3] is shown of research forms wherein the design plays a rôle.

 

CONTEXT

OBJECT

Determined

Variable

Determined

Design Research

Design study

Variable

Typological research

Study by design

Figure 2 Types of design-related study

 

Design study (upper right in the diagram) is a daily practice in each and every architect’s office that does not exclusively work in an in­stinctively untraceable manner. An object must be designed for a specific context (spatial, ecological, technical, economic, cultural, and administrative). New possibilities are sought for this determined context usually using a programme of demands (part of the context). This form of research will be discussed on page .

 

Figure 3 K.van Velsen, 1988 design study for the library of Zeewolde

 

In the figure above K. van Velsen studies, for instance, the possibilities of a programme and a site for his library.[4] Study of that type comprises a formal analysis and a functional analysis of the existing material and the social (programmatical) context. Apart from this, a limited number of relevant precedents[5] is studied in search of possible means of design; either implicitly, from memory, or explicitly, with the support of documentation. Strictly speaking, this is design research as discussed in the present Chapter.

Design research hones the insight into possible directions of solutions of a design problem; by the same token it contributes to develop­ment of a reasoned concept of the designing.[6] As soon as a design has been completed (and consequently, the object deter­mined), it may be studied empirically as to its external (contextual) effects; but also as to the means of design applied within the design, together with their inter-change during the emergence of a design.

 

Figure 4 Design study of the design process of the li­brary in Zeewolde

 

After a number of design researches in varying contexts have been carried out, one discovers a complex of characteristic properties, typical for a class of buildings, independent of context; the parlance is then of typological similarities. A type may be rendered schematically. It is possible to verify whether form or structure return under different conditions (architectur­ally, or in terms of urban planning) and whether it maintains the same effectiveness, such as functional properties (typology).

 

Figure 5 Typological research of libraries

 

The type is then context independent. This does not mean that the context is of no impor­tance for the typology. The context is variable, and this variability is, therefore, the object of typological research: object(context). For each (relative) context independent type, vari­ants of this type are subsequently described, from which the appearance may well be con­text dependent. The point of discussion is the level at which the spatial-functional constella­tion of the design is dependent on the context and, therefore, the generalisability. This re­search is highly concept defining for the design practice and the communication between de­signers, as much in the naming of the type as the context. This form of research will be dis­cussed on page .

An inter-action exists between object and con­text. If this can be perceived during the design process, due to the fact that alternatively the object and the context are subject to scale changing design, then this is known as study by design. This form of research will be discussed on page .

 

Figure 6 Study by design graduation vd. Voort

 

10.2       Context dependency

If a design features a location, it has a material (spatial, ecological, technical) and a social (economical, cultural, political) context. That context will change. The designer anticipates on future contexts (perspective) in so far as they are probable during the period of the designing process. Each design differing from any other design in space and/ or time, differs in context and perspective. This evokes questions concerning the possibilities of comparison, although these are often neglected during the study (ceteris paribus). However, the same design has in each material and social context a different effect on the various levels of scale. In a strict sense, one can not identify effects on the base of effects identified previously, if the context differs. As an example the spatial environment can be a built one; or un-built. In a more general sense, one may call this concentration and de-concentration of building within a radius of circa 30, 100, 300 metres; etc. Along these lines the Schröder House of Rietveld has been perceived, once upon a time, as the outer built-up area of Utrecht city.

 

Figure 7 Rietveld Schröder House[7]

 

Nowadays it is faced by a main traffic road; with new buildings at the other side. Within a radius of 300 metres the building concentration has increased. The usage of the house has changed, as have costs of maintenance, ownership, utilisation. Is the effect still the same? Does the building still have the same characteristics in this context? To what extent is the concept, the type, the model (that means three different things!) still applicable in different contexts? This is already a subject of typological study. The design study itself is restricted to detailed description of the object, its context and the analysis of effects therein.

 

There are more contexts and perspectives than the spatial one. As an example, the ecological context may vary between small and considerable diversity in terms of soil, plants, growth and use: homogeneous/ heterogeneous characteristics within a radius of 30, 100, 300 metres; etc.(see page ) On its turn the same applies to each scale level around the architectural design vis-à-vis technical, economical, cultural and political contexts. In the case of the technical context one should think of function segregation versus function integration within constructions[8], between constructions, but within buildings[9], between buildings, but within the ensemble[10], within neighbourhoods[11], within areas[12], within cities[13], within landscapes[14]. The economical context is determined by shrinkage versus expansion for the user, care-taker, municipality, province, national government. Culturally there may be huge difference in orientation on the traditional versus the experimental with consumers, producers, third parties and passers-by. Politically, one should ask oneself the question which agency acts in a leading versus a following rôle: user, entrepreneur, municipal, provincial or national authorities?

 

10.3       Grounds for comparison

Red and round can not be compared. Something can not be redder than round; a particular design can not be redder than the degree to which the other design is round. Only in a poetical sense is it possible to say that a design is more useful than firm, or more firm than beautiful (alluding to Vitruvius[15]’ categories). The comparison has only a scholarly character if an underlying common ground of comparison has been made explicitly.

 

Figure 8 Which ground of comparison?[16]

 

While comparing designs or their parts, known and identified from other designs, the question whether they can be compared and, if so, in what sense, can not be avoided. In other words: which ground of comparison is chosen? In the case of red and round the two properties each have a set examples of red and round objects (extension). In order to compare them, a third set that may be counted is needed; for instance the set of recognisable objects that might be arranged as to colour and/ or shape more or less conclusively, so that one could say: “this object is more readily recognised by its colour than by its shape.[17]” In that case recognisibility is the ground of comparison for red and round, colour and shape.

 

When comparing designs or design phases the inevitable question arises: are they comparable or not, and, if so, in which respect? In other words: which basis for comparability is to be chosen? Is it useful to compare designs with a specific magnitude, material application or colour, with specified form principles, technical, functional or intentional purposes? Can these principles be formulated beforehand or must one be surprised by the design, in order to discover essentially new, not yet formulated principles? Legend (material)[18], form[19], structure[20], function[21] and intention are, in this order, pre-supposing bases for comparison.[22]

One of these aspects, (for example, function), can be altered, within stated boundaries, (the independent variable) in order to enable the effect of the variation (the dependent variable) upon itself or upon other aspects to be reported. The function can, within a stated boundary, (for example railway stations) be varied with different design examples. Subsequently, different buildings with more or less the same function are compared in order to see which effect this has on their structure (the implemented separations and connections).

 

This is one of the 25 theoretically possible forms of design research differentiated upon here: structure(function)[23]. In this way the structure is regarded as an action of the function (functional analysis) or more specifically as an action of the aim(intention). Structure is a design means and this form of research is known as aim-orientated research because the function of the aim as an independent variable is achieved with specific design means as the result being: means(aim). This sort of research can be carried out in the form of evaluative research (see page ). Also methods stated in the following Chapters (predictive, evaluative, optimising research) can be utilised.

 

Independent variable

 

Dependent variable:

(Legend)

(Form)

(Structure)

(Function)

(Intention)

Intention

 

 

 

Intention

(function)

Ideology

Function

Semantics

Function

­(Form)

Function­

(Structure)

Human

sciences

 

Structure

Syntax

Structure­

(Form)

Construction

Structure

­(Function)

Structure

­(Aim)

Form

Naming

Formalism

Structuralsim

Functionalism

Symbolism

Legend

Logic

 

 

 

 

Table 1 Actions between legend, form, structure, function and intention

 

10.4       Operationalisation

Risselada[24] placed two characteristics of archi­tectural design opposite to one another: Raumplan<>Plan libre. He presents a signifi­cant number of convincing examples of Loos and Le Corbusiers’ work without being able to conclusively define the characteristics of both.

 

Supposing that the level wherein space boundaries and bearing constructions come together is a computable indicator ‘x’ from which the ‘Raumplan character’ R could then be measurable from a design. When x is high, the design is of type ‘Raumplan’, when x is low, the design is of type “Plan libre’.

 

Figure 9 Raumplan

Figure 10 Plan libre

 

The search for such computable variables is called ‘operationalising’.

The level at which the characteristic to be researched is represented is called ‘va­lidity’, the level at which the ranking or measur­ing approaches reality is called the ‘re­liability

 

Validity

Reliability

R(x,y,z)

R(x,y,z)

 

 

Reality

R = characteristic to be tested

x,y,z = computable variables wherein the characteristic to be tested is operational.

Figure 11 Validity and reliability

 

The aim of 'operationalising' is to make char­acteristic R that alone is an immeasurable characteristic, accessible for more quantitative research. The value of the named variable x is high for the Raumplan, low for the Plan libre, therefore both previously named extremes are an action of x: Raumplan<>Plan libre(x). However, does characteristic x cover the whole range of the difference, or is that only a ‘half truth’? Should additional indicators be found, for example y and z: Raum­plan<>Plan libre­(x,y,z.)? What is the connec­tion between x, y, and z? If they overlap, these aspects are measured twice; if there are miss­ing factors, then shortcomings in the validity exist. Are they of the same significance or should each factor be weighed up?

 

10.5       Aims or means orientated approach

If the design, contexts and perspectives wherein the design has been made are suffi­ciently described, various aspects can be analysed. The methodical, most developed analysis confirms if the design has achieved its goal within the given context: (aim-orien­tated research): means(aim). The method of the aim-orientated research is discussed in more detail in the section regarding evaluation (see page ). There are, in fact, numerous architectural solutions in order to achieve the same aim, from which the variation cannot be explained measuring efficiency.

 

Figure 12 Difference not to be explained by the purpose[25]

 

The potential to accommodate numerous or unexpected (non-programmed) functions (multi-functionality, robustness) is a researchable quality as well.

The question can also be inverted: if these means are utilised in the design, which aims do these serve: aim(means)? This is means-orientated research, because the design means like form and structure can be in­dependently varied, in the relationship function(form) or function(structure), in order to determine their action on the function. Could a round building be used as a railway station?

 

M=f(A)

A=f(M)

Figure 13 Means resulting from Aim or vice versa?

 

Can a hall with a span of 50m function as a railway station? A design can have numerous functions that are verbally indescribable like specific forms of image qualities or non-described ‘functional potentials‘, which have never been included in a programme. Is it possible to feel at home in a round building, be able to orientate oneself? More comprehensive actions occur at this point, which are more difficult to operationalise empirically, such as ‘hospitality’ or ‘transparency’.

The effect to be reported upon can also concern the structure or form of the design, such as the relation between structure(form) or form(form) (composition). In this case the total focus is on the formal design means, the designer’s toolbox. Can a round shape combine itself with a rectangular form? Once these questions have been asked the structural action of such combinations can be looked at on a higher level: structure(form(form)). What are the technical consequences of a combination of rectangular and round forms?

 

10.6       Legend, form, structure, function, process

The study into the means of design is a study into the instruments that could bring us beyond the probability of empirical reality in the field of what is possible. In this the relation between form and function in the design and in the designing process is crucial. Form has perceptible (visual, tactile, motor) and conceptual functions, but does not equal it, in spite of the suggestion of the dictionary (“form is outward shape”). People do experience form, but form is not the same as that experiencing value. It determines, for instance, also functional and constructional possibilities. Form (and format!), seen separated from a possible causation, is the situation of spreading of adjacent material, so that it, for instance, may be recorded, recollected and represented in co-ordinates.

 

Figure 14 Situations of spreading

 

Concentrated situation of spreading can be described with an outline. If a regularity is found within a spreading situation a pattern results. A pattern with an increasing density is a gradient. This gradient may be a central, bi-modal, or tri-modal one.

Form pre-supposes that something takes on form (material, space), expressible in a legend.

 

Figure 15 Legend (material or space)

 

The units of the legend emerge in the drawing as a situation of spreading, proportional to those of the material or space in reality. This form is perceived by different people from different standpoints and is associated with meaning. By the same token form does not equal experiencing. Experiencing is an external working (function) of the form. However, the image of the form is, in its turn, something else than the experiencing of a form: for an image may precede the form; something experiencing cannot do. Each architectural drawing features legend units in material and spatial terms which might be getting, or aiming at, structure and function. This also applies for the image or the visualisation of both.[26]

 

 

matter

space

image

form (state of dispersion)

Mass

division

appearance

structure (separations and connections)

construction

articulation

composition

function (external action)

physics

use

meaning

Table 2 Domains of terminology

 

It is possible to compare individual stages of the same location or of the same design. In that case the design study concerns a design process in which the supplement or change of the drawing is evaluated.

 

Figure 16 Functionalism (Häring (1922) Cow Stable Holstein)

 

Figure 17 Formalism (Gehry (1998) Museum Bilbao)

 

When should the designer translate the usage function desired to form (functionalism[27]), and when is it allowed to give a form concept pride of first place (formalism[28],)? ‘Programme’ (literally ‘pre-writing’) is seen in this Chapter as the working of a (prescribed) function. In the end it results in prescribed formats and separations or connections in between, with a view on the function. The question is then: should one always design from a programme, or is it possible to generate functions from a design study, for instance of the potential of the location?

Between function and form the concept ‘structure may be placed; many regard it as one that is too ambiguous. Structure is the set connections and separations with which the constituent parts form a more than incidental whole. This is implying more than the way in which com-ponents have been put together (com-position) or a regularity therein (pattern). Is it possible to determine form and function also from the structure (structuralism)?

 

Figure 18 Structuralism (Blom (1962) Prix de Rome)

 

If the designing process is selected as foundation for comparison, a first classification may be made in terms of the multi-functionality of the product (the function aimed at). Mono-functional products, as there are an tea-pot, a road, an air-plane, feature a designing process, fundamentally differing from those applying to a building or a city. It is a much more optimising designing process than the other one, in which the large number of aims intended makes for a rather more means-orientated approach. Within the urban architectural design process a distinction may be made as to function: the Board of a School is a different kind of commissioner than a building co-operation, or a rail-road executive board. In its turn, within each function the degree of the multi-functionality aimed at is determining the degree to which the designing process is taking function as a point of departure (functional analysis as a vanguard, functionalism), or form (morphological analysis heading, formalism), or structure (structuralism), as its intention. Here study by design is catching its connecting flight to the methodology of designing itself; and so to the design study.

 

 


 



[1] Lefaivre, L. and A. Tzonis (1999) Aldo van Eyck: humanist rebel.

[2] Alexander, C. (1964) Notes on the synthesis of form.

[3] Frieling, D.H. (1999) Deltametropool: vorm krijgen en vorm geven.

[4] Duin, L. van (1985-1991) Architectonische studies 1-7.

[5] Clark, R.H. and M. Pause (1985) Precedents in architecture.

[6] Duin, L. van and H. van Wegen (1999) Hybrides.

[7] Image archive Jeffery Howe, Boston College: http://www.bc.edu/bc_org/avp/cas/fnart/arch/

[8] For instance composite materials, stretch < > pressure.

[9] For instance carry < > separate

[10]            For instance separate or shared walls, roofs, ducts, heating, parking facilities.

[11]            For instance specialisation or integration of living, working, facilities.

[12]            For instance combination or separation of types of traffic

[13]            For instance compartmentalised or rather connected dehydration.

[14]            For instance combination of agriculture, environment protection and recreation or rather separation.

[15]            Vitruvius and M. Morgan (1960) Vitruvius: The ten books on Architecture.

[16]            Image archive Jeffery Howe, Boston College http://www.bc.edu/bc_org/avp/cas/fnart/arch/

[17]            Key-word: recognisibility: colour and shape as cause for this))

[18]            The use of legend here refers not only to the explanatory drawing code of a drawing but also the ‘that which takes on form’ in the drawing or in the proposed reality, for example ‘concrete’, ‘brick’, ‘steel’ or ‘parking areas’, ‘roads’, ‘green areas’, ‘buildings’. A similar legend is normally a pre-condition in order to compare drawings, unless different legends are to be put to the test as design means, then something else has to remain constant. What would this brick building look like made of concrete?

[19]            The meaning of form here is the joining distribution layout of the material or of the space in or around the material. This bare concept of form has no sensation, as sensation is a function, an action of the form (distribution layout).

[20]            Structure, the manner in which composing parts remain as a whole is defined here as the compilation of separations and connections in a joined whole.

[21]            Function here is regarded as ‘external action’

[22]            See also: Frankl, P. (1914) Die Entwicklungsphasen der neueren Baukunst.

[23]            This must be regarded as ‘structure as an action of function’.

[24]            Risselada, M. (1988) Raumplan versus Plan Libre: Adolf Loos and Le Corbusier 1919-1930.

[25]            http://people.a2000.nl/tuyten/Pages/watgas2.html

[26]            [Duin, ? #115] Durand, J.N.L. (1975) Precis des lecons d'architecture (1819).

[27]            Trefwoord: vorm(functie), d.w.z. vorm als werking van functie.

[28]            Trefwoord: functie(vorm), d.w.z. functie als werking van vorm.